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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2020-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franz Family Bakery | Portland | OR | 12/2016 | 10/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2019 | 06/2020 |
| Northwestern Mutual Investment Services Llc | Kalispell | MT | 12/2019 | 06/2020 |
| Pepperidge Farms | Norwalk | CT | 09/2016 | 12/2016 |
| Voortmans Cookies | Burlington | 09/2015 | 09/2016 | |
| Thrivent Investment Management Inc | Kalispell | MT | 07/2020 | Present |
| Thrivent Financial | Appleton | WI | 07/2020 | 09/2020 |
| Thrivent Financial | Appleton | WI | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2020-05-12 |
| S66 | Uniform Combined State Law Examination | 1999-08-12 |
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