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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-11-23 |
| MT | RA | APPROVED | 2010-11-15 |
Branch Locations
1830 3Rd Avenue East Suite 101, Kalispell, MT 59901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Kalispell | MT | 11/2010 | Present |
1. Thunderwind; PO Box 2666, Bigfork, MT 59911; Handmade crafts sustainable living products, greenhouse products and agriculture/gardening education; Owner; Creation of product, assist with education; 05/16/2010; 1 Hour per Month; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-04 |
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