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Michael Thomas Mcclintock

LPl Financial LLC

Commerce Twp, MI

CRD 1493769

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-11-01
TX RA APPROVED 2021-11-01
  • MI RA
    APPROVED
    Since 2021-11-01
  • TX RA
    APPROVED
    Since 2021-11-01

Branch Locations

Commerce Twp, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Bloomfield Hills MI 09/2014 11/2021
Lpl Financial Llc Commerce Twp MI 11/2021 Present
  • 09/2014 → 11/2021
    Voya Financial Advisors
    Bloomfield Hills, MI
  • 11/2021 → Present
    Lpl Financial Llc
    Commerce Twp, MI
Previous Registrations
Other Businesses

1) 11/2021- Nova Retirement and Wealth Solutions- DBA for LPL Business (entity for LPL business)- inv. related- Commerce Township MI

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-25
S63 Uniform Securities Agent State Law Examination 1986-05-16
  • S66 Uniform Combined State Law Examination
    2011-01-25
  • S63 Uniform Securities Agent State Law Examination
    1986-05-16
Other Names
  • Michael T Mcclintock

View on SEC IAPD

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