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Inactive

Philip Oraien Catledge

Cmc Financial Group, LLC

Atlanta, GA

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Current Employers
Cmc Financial Group, Llc

7000 Central Parkway Suite 225, Atlanta, GA 30328 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-05-04
  • GA RA
    APPROVED
    Since 2018-05-04

Branch Locations

7000 Central Parkway Suite 225, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Securities Financial Network, Llc (11025) Atlanta GA 02/2009 05/2018
Cmc Financial Group, Llc Atlanta GA 05/2018 Present
  • 02/2009 → 05/2018
    Wachovia Securities Financial Network, Llc (11025)
    Atlanta, GA
  • 05/2018 → Present
    Cmc Financial Group, Llc
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-10-11
S63 Uniform Securities Agent State Law Examination 1986-06-06
  • S65 Uniform Investment Adviser Law Examination
    1991-10-11
  • S63 Uniform Securities Agent State Law Examination
    1986-06-06
Other Names
  • Philip O Catledge

View on SEC IAPD

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