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Elizabeth Jane Benjamin

Morgan Stanley

Monterey, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • CA RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

401 Fremont Street Suite 200, Monterey, CA 93940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated Monterey CA 09/2008 Present
Morgan Stanley Smith Barney Monterey CA 06/2009 Present
  • 09/2008 → Present
    Morgan Stanley & Co. Incorporated
    Monterey, CA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Monterey, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-25
S63 Uniform Securities Agent State Law Examination 1989-11-06
  • S66 Uniform Combined State Law Examination
    2004-08-25
  • S63 Uniform Securities Agent State Law Examination
    1989-11-06
Other Names
  • Elizabeth Jane Hart
  • Elizabeth B Hart
  • Liz Hart
  • Elizabeth Benjamin Hart

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · Monterey, CA
EDWARD JONES · Monterey, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Monterey, CA
FIRST COMMAND ADVISORY SERVICES · Monterey, CA
MODERN WEALTH MANAGEMENT, LLC · MONTEREY, CA
DEL MONTE CAPITAL, INC. · MONTEREY, CA
STRATEGIC ADVISERS LLC · MONTEREY, CA
THREE SHEEP WEALTH MANAGEMENT, LLC · MONTEREY, CA

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