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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-05
MN RA APPROVED 2022-11-30
  • TX RA
    APPROVED_RES
    Since 2023-01-05
  • MN RA
    APPROVED
    Since 2022-11-30

Branch Locations

10900 Wayzata Blvd Ste 150, Minnetonka, MN 55305 • United States

Victoria, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Princor Financial Services Corporation Minnetonka MN 07/2001 04/2017
Principal Life Insurance Company Minnetonka MN 07/2001 04/2017
Fleischauer Financial Management Inc Minnetonka MN 10/2001 11/2022
Lpl Financial, Llc Minnetonka MN 04/2017 11/2022
Great Valley Advisor Group Minnetonka MN 04/2017 11/2022
Ameriprise Financial Services, Llc Minnetonka MN 11/2022 Present
  • 07/2001 → 04/2017
    Princor Financial Services Corporation
    Minnetonka, MN
  • 07/2001 → 04/2017
    Principal Life Insurance Company
    Minnetonka, MN
  • 10/2001 → 11/2022
    Fleischauer Financial Management Inc
    Minnetonka, MN
  • 04/2017 → 11/2022
    Lpl Financial, Llc
    Minnetonka, MN
  • 04/2017 → 11/2022
    Great Valley Advisor Group
    Minnetonka, MN
  • 11/2022 → Present
    Minnetonka, MN
Previous Registrations
Other Businesses

Other Business Activities; Author; Author; 649 Interlaken, , Victoria, MN, 55386; Not Investment-Related; 11/18/2022; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-12
S63 Uniform Securities Agent State Law Examination 1996-03-07
  • S66 Uniform Combined State Law Examination
    2001-07-12
  • S63 Uniform Securities Agent State Law Examination
    1996-03-07
Designations
Other Names
  • Alan E Fleischauer
  • Alan Emil Fleischauer
  • Emil A Fleischauer
  • Emil Alan Fleischauer
  • Emil Fleischauer
  • Alan Emil Fleischauer
  • Alan E Fleischauer
  • Alan Fleischauer
  • Emil A Fleischauer
  • Emil Fleischauer
  • Alan Fleischauer

View on SEC IAPD

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