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Andrea K Borton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2010-09-21
  • NJ RA
    APPROVED
    Since 2010-09-21

Branch Locations

1100-1800 American Blvd, Pennington, NJ 08534 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated Pennington NJ 12/2009 Present
  • 12/2009 → Present
    Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated
    Pennington, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-19
  • S65 Uniform Investment Adviser Law Examination
    2005-01-19
Other Names
  • Andrea Kaye Bayduss
  • Andrea Bayduss
  • Andrea Kaye Borton
  • Andrea Kaye Bayduss
  • Andrea Borton

View on SEC IAPD

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