Raymond Mitchell Settle

Current Employers

Employment History

• 03/1986 → Present
  J.J.B. Hilliard, W.L. Lyons, Inc.
  Owensboro, KY
• 10/2019 → Present
  Robert W. Baird & Co. Incorporated
  Owensboro, KY

Previous Registrations

• 2004-01-07 → 2019-10-18
  J.J.B. Hilliard, W.L. Lyons, Llc
  Owensboro, KY
  Owensboro, KY

Other Businesses

2) LIN GATE HOSPITALITY, NOT INVESTMENT-RELATED, LIMITED PARTNER IN 5 HOTELS, 1401 SPRING BANK DR, OWENSBORO, KY 42303, I HAVE NO CONTROL,I GET A K1, NO HOURS REQUIRED includes Lexington Hamburg Hotel LP, Woodcrest New Albany LP, Riverfront Hotel Associates LP, Somerset Center Hotel LP, Paducah Riverfront Hotel LP. 8)TRUSTEE FOR CILDRENS GIFT TRUSTS. 9)Marshall Ventures, LLC, This is a small venture capital type of business. We are investors. People "pitch" us their ideas and we invest in some of those businesses, investor only, start date 01/03/2016, 101 E 2nd Street, Owensboro, KY 42303, 1 hr/mo 0 hr/mo trading 10) Greenwell Foundation, start date 01/04/2010, board member, review grant applications and help decide where $$ goes, managed through HLTC, 1 hr/mo, 0 hrs/mo trading. Name and Address: Village By the Sea HOA 1507 Ocean Dr Vero Beach FL 32963 Start Date: 5/2019 Hours Spent: 0-2 hours/month Hours Spent during trading hours: 0-2 hours/month Role/Responsibility: Co-President of Home Owner's Association with check signing authority Non Investment Related Name/Address: Rental Property Kentucky Club 1536 Ocean Dr Vero Beach FL 32963 Start Date: 10/1/20 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-04-25
• S63 Uniform Securities Agent State Law Examination
  1986-07-28

Other Names

• Mitch Settle