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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-04-16 |
| GA | RA | APPROVED | 2010-01-15 |
| VA | RA | APPROVED | 2010-01-11 |
| TN | RA | APPROVED | 2004-03-26 |
Branch Locations
310 North 1St St, Clarksville, TN 37040 • United States
2213 Crestmoor Road, Nashville, TN 37215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Clarksville | TN | 12/2003 | Present |
1. INVOLVEMENT WITH LEGENDS BANK / CLARKSVILLE, TN / APPROVED DECEMBER 22, 2003 2. 10/3/2003 - DBA ONLY, LEGENDS FINANCIAL SERVICES, INC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-11 |
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