Bernard Fred Adam

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Houston, TX
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Bedrock Financial Advisors, Llc
  The Woodlands, TX
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-05-18 → 2021-06-09
  Voya Financial Advisors, Inc.
  Spring, TX
  Cypress, TX
  Norman, OK
  Windsor, CT

Other Businesses

1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 8203 WILLOW PLACE DR STE 520; HOUSTON; TX; 77070; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/28/2013; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: BEDROCK FINANCIAL ADVISORS, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 3/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: HILLTOP LAKES POA; INVESTMENT RELATED: NO; ADDRESS: 3 HILLTOP DR HILLTOP LAKES, TX 77871; NATURE OF BUSINESS: PROPERTY OWNERS ASSOCIATION; START DATE: 3/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP MANAGE THE PROPERTY OWNERS ASSOCIATION ;

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-05-12
• S63 Uniform Securities Agent State Law Examination
  2001-08-16

Other Names

• Biff Adam
• Biff Adam