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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-21
TX RA APPROVED_RES 2026-04-20
OH RA APPROVED 2026-04-10
  • FL RA
    APPROVED
    Since 2026-04-21
  • TX RA
    APPROVED_RES
    Since 2026-04-20
  • OH RA
    APPROVED
    Since 2026-04-10

Branch Locations

27599 Riverview Center Blvd Suite 120 1St Fl, Bonita Springs, FL 34134 • United States

One N Jefferson Ave, St. Louis, MO 63103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Sylvania OH 12/2011 04/2026
Wells Fargo Advisors Financial Network, Llc Bonita Springs FL 04/2026 Present
Previous Registrations
Other Businesses

WISE CAPITAL / 9601 SWEETWATER LN SYLVANIA, OHIO 43560 / HOLDING COMPANY / OWNS REAL ESTATE AND HAS INTEREST IN CAR RESTORATION AND SALES BUSINESS, CENTRAL CLASSIC CARS, ltd and CENTRAL CLASSIC CARS ll, ltd / OTHER MANAGING MEMBER / OVERSIGHT / START DATE 05/01/2008. 4 hrs/mo, none during securities trading hours. VINTAGE WORKS RECONDITIONING AND RESTORATION; NOT INV RELATED;SWANTON,OH; AUTO BODY AND MECHANICAL;50% OWNERSHIP; START DATE: 09/24/2021; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 8444 ; INV RELATED;SYLVANIA,OH; RENTAL;50% OWNERSHIP; START DATE: 04/11/2011; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 8432; INV RELATED;SYLVANIA,OH; RENTAL;50% OWNERSHIP; START DATE: 01/01/2014; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 1615; INV RELATED;SWANTON,OH; RENTAL;50% OWNERSHIP; START DATE: 09/24/2021; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 2830; INV RELATED;TOLEDO,OH; RENTAL;50% OWNERSHIP; START DATE: 10/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; TOUCHSTONE WEALTH PARTNERS, LLC; INV RELATED;TOLEDO,OH; MANAGING VENDOR BILL PAYMENTS;28.6% OWNERSHIP; START DATE: 04/10/2026; 160 HRS PER MONTH; 160 HRS DURING TRADING; KW TWP LLC ; INV RELATED;BONITA SPRINGS,FL; FINET REVENUE;100% OWNERSHIP; START DATE: 04/10/2026; 160 HRS PER MONTH; 160 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-05
S63 Uniform Securities Agent State Law Examination 1986-08-19
  • S65 Uniform Investment Adviser Law Examination
    1996-06-05
  • S63 Uniform Securities Agent State Law Examination
    1986-08-19

View on SEC IAPD

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