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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Securities, Inc. | New York | NY | 12/2014 | 04/2023 |
| Pruco Securities Llc | New York | NY | 04/2024 | 11/2024 |
| Unemployed | Locust | NJ | 05/2023 | 04/2024 |
| The Prudential Insurance Company Of America | New York | NY | 07/2024 | Present |
| Lpl Enterprise, Llc | New York | NY | 11/2024 | Present |
1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-17 |
| S65 | Uniform Investment Adviser Law Examination | 1997-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-02 |
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