Stephany Lemay Thompson

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1986 → 11/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bridgewater Township, NJ
• 02/2017 → Present
  Morgan Stanley
  Walnut Creek, CA
• 02/2017 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 1998-04-12 → 2016-11-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  Punta Gorda, FL
  San Francisco, CA
  New York, NY
  San Francisco, CA
  Plainsboro, NJ
  Sarasota, FL
  New York, NY
  New York, NY
  New York, NY
  San Francisco, CA
  New York, NY
  Concord, CA

Other Businesses

2.* 483206- POA; Investment related -Yes; Apple Valley, Minnesota; Power of Attorney; 04/2022; During business hours: 1; After business hours: 3; 3. *504199 - Trust; Investment related Yes; Apple Valley, Minnesota; Successor Role; 06/2022; During business hours: 1; After business hours: 3

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-07-10
• S63 Uniform Securities Agent State Law Examination
  1986-05-12

Other Names

• Stephany Lemay Thompson
• Stephany Thompson