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Steven N. Brodie

Strategic Advisers LLC

Indianapolis, IN

Indianapolis, IN

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • IN RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Indianapolis, IN • United States

8480 Keystone Crossing, Indianapolis, IN 46240-2437 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co.,Inc Indianapolis IN 06/2013 06/2019
Self Employed - Independant Agent For Various Ins. Carriers Indianapolis IN 07/2019 02/2020
Axa Advisors, Llc New York NY 02/2020 06/2020
Equitable Advisors, Llc New York NY 02/2020 06/2020
Delaware Life Insurance Company Waltham MA 07/2020 04/2022
Fidelity Investments Indianapolis IN 05/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 06/2013 → 06/2019
    Charles Schwab & Co.,Inc
    Indianapolis, IN
  • 07/2019 → 02/2020
    Self Employed - Independant Agent For Various Ins. Carriers
    Indianapolis, IN
  • 02/2020 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 02/2020 → 06/2020
    Equitable Advisors, Llc
    New York, NY
  • 07/2020 → 04/2022
    Delaware Life Insurance Company
    Waltham, MA
  • 05/2022 → Present
    Fidelity Investments
    Indianapolis, IN
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-07-01 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Indianapolis, IN
  • 2020-03-10 → 2020-07-06
    Equitable Advisors, Llc
    Carmel, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-07
S63 Uniform Securities Agent State Law Examination 2013-09-20
  • S66 Uniform Combined State Law Examination
    2020-03-07
  • S63 Uniform Securities Agent State Law Examination
    2013-09-20
Other Names
  • Steven Nelson Brodie

View on SEC IAPD

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