Daniel H Pepoon

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1986 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 07/2011 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

I*1060281For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NoAddress of business: Green Lake, WisconsinPosition, title, association: Co-owner with other family membersStart date of relationship: 1/3/2023Number of hours devoted: 1 hour YearlyNumber of hours devoted during trading hours: 0 I*4628297 Entity Type: N/A Name of OBA: MLPF& S CUST FPO J L P RRA FBO J L P Address: Northbrook, Illinois, 60062 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/27/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Siblings I*4626306 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FBO P. P. DECD IRA FBO J. L P. Address: Northbrook, Illinois, 60022 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/27/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Power of Attorney/Siblings I*4628296 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FBO P. P. DECD IRA FBO J. L P. Address: Northbrook, Illinois, 60062 Investment Related: No Position, Title, Association: POA Employee Start Date: 05/27/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: POA/ Siblings

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-10-12
• S63 Uniform Securities Agent State Law Examination
  1986-05-15

Other Names

• Dan Pepoon
• Daniel Hart Pepoon