Flora Dong

Employer firm

Arden Global Family Offices CRD 337412

$146M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → 05/2025
  Ubs Financial Services Inc
  San Francisco, CA
• 07/2025 → Present
  Arden Global Family Offices Llc
  Los Angeles, CA

Previous Registrations

• 2008-11-28 → 2025-05-21
  Ubs Financial Services Inc.
  San Francisco, CA
  San Francisco, CA
  Palo Alto, CA
• 2003-09-08 → 2008-12-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
  San Francisco, CA
• 1999-09-30 → 2003-09-10
  Morgan Stanley Dw Inc.
  Pleasanton, CA

Other Businesses

Ardenwood Advisors, LLC RIA 110 Webster St Unit D Palo Alto, CA 94301 CEO. Oversee firm operations, strategic planning, compliance coordination, and management of investment advisory activities Started 7/25

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-15
• S66 Uniform Combined State Law Examination
  1999-07-09

Other Names

• Flora Dong
• Jiantao Dong