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Lois Myra Goldstein

LPl Financial LLC

Melville, NY

CRD 1491890

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

445 Broadhollow Rd Ste 400, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tampa FL 07/2005 02/2018
Lpl Financial Llc Melville NY 02/2018 Present
  • 07/2005 → 02/2018
    Invest Financial Corporation
    Tampa, FL
  • 02/2018 → Present
    Lpl Financial Llc
    Melville, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-05-11
  • S63 Uniform Securities Agent State Law Examination
    1989-05-11
Other Names
  • Lois Myra Goldstein
  • Lois M Goldstein

View on SEC IAPD

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