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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-31 |
| FL | RA | APPROVED | 2024-08-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Miami | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2016 | 08/2024 |
| Wells Fargo Advisors Financial Network, Llc | Miami | FL | 08/2024 | Present |
TRUSTEE FOR FRIEND, INV RELATED, MIAMI BEACH, FL, START: 10/18/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING.; LUBY WEALTH MANAGEMENT GROUP, LLC, INV RELATED, MIAMI, FL, 100% OWNERSHIP, START: 3/20/2024, 4 HOUR A MONTH, 0 HOURS DURING TRADING, FINET PRACTICE.; LSA WEALTH MANAGEMENT GROUP, LLC, INV RELATED, MIAMI, FL, 34% OWNERSHIP, START: 3/20/24, 4 HOUR A MONTH, 0 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-04-28 |
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