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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-18 |
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chester & Assoc. | Roseville | CA | 10/1985 | Present |
| Self-Employed | Sacramento | CA | 01/1987 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: CHESTER AND ASSOCIATES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR INSURANCE AND FINANCIAL SERVICES; START DATE: 1985; POSITION/TITLE/RELATIONSHIP: REGISTERED REP; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: INVESTMENT AND INSURANCE SERVICES; 2. FIXED INSURANCE PRODUCTS: LIFE, ANNUITIES, AND LTC. 3. NAME OF OTHER BUSINESS: ROLLING HILLS RANCH, LLC ; INVESTMENT RELATED: NO ; ADDRESS: 5001 AUBURN FOLSOM RD, LOOMIS, CA 95650 ; NATURE OF BUSINESS: BREED, SHOW AND SELL HORSES ; START DATE: 12/2012 ; POSITION/TITLE/RELATIONSHIP: PARTNER ; APX NUMBER OF HOURS PER WEEK: 4 ; APX NUMBER OF HOURS DURING TRADING HOURS: 4 ; BRIEF DESCRIPTION OF DUTIES: OVERSEE BREEDING OF HORSES. SHOWING OF HORSES AND TO ASSIST IN SALES DECISIONS ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-06-09 |
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