Carl Thomas Klech

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1991 → Present
  Institutional Advisory Group
  Cruz Bay St John, LA
• 04/2007 → Present
  Morgan Stanley & Co., Incorporated
  Short Hills, NJ
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Short Hills, NJ
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Short Hills, NJ
• 2002-06-19 → 2007-04-02
  Morgan Stanley Dw Inc.
  Short Hills, NJ
  Short Hills, NJ

Other Businesses

*434112 - Estate; Investment related: Yes; summit, New Jersey; Estate; Executor/Co-Executor; 05/2021; During business hours: 0; After business hours: 10;

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-01-19
• S63 Uniform Securities Agent State Law Examination
  1986-06-02

Other Names

• Carl Thomas Jr Klech