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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2009-06-01 |
Branch Locations
150 Jfk Parkway 2Nd Floor, Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Institutional Advisory Group | Cruz Bay St John | LA | 01/1991 | Present |
| Morgan Stanley & Co., Incorporated | Short Hills | NJ | 04/2007 | Present |
| Morgan Stanley Smith Barney | Short Hills | NJ | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*434112 - Estate; Investment related: Yes; summit, New Jersey; Estate; Executor/Co-Executor; 05/2021; During business hours: 0; After business hours: 10;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-02 |
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