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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-29 |
Branch Locations
3233 Southwestern Blvd, Orchard Park, NY 14127 • United States
2330 N Main St, Warsaw, NY 14569 • United States
90 Bryant Woods S, Amherst, NY 14228 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Amherst | NY | 03/2016 | 09/2018 |
| United Insurance Agency | Amherst | NY | 08/2007 | 10/2024 |
| Lpl Financial, Llc | Amherst | NY | 04/2019 | 10/2024 |
| Prncipal Life Insurance Co | Amherst | NY | 10/2024 | Present |
| Principal Securities Inc | Amherst | NY | 10/2024 | Present |
**INSURANCE POSITION: Outside Sales NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2024 ADDRESS: 90 Bryant Woods South, Amherst NY 14228, United States DESCRIPTION: Sale of Life, DI, Annuities, Health, LTC, Dental, Medicare & Medical Insurance through various carriers. **HILBERT COLLEGE ALUMNI POSITION: Alumni NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2016 ADDRESS: Hilbert College, 5200 South Park Ave., Hamburg NY 14075, United States DESCRIPTION: Alumni board member responsibilities. **PROPERTY AND CASUALTY INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 11/01/2024 ADDRESS: 90 Bryant Woods South, Amherst NY 14228, United States DESCRIPTION: Personal and commercial property and casualty sales.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-09-13 |
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