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Current Employers
Brophy Wealth Management, Llc

40 South River Road Bedford Place Unit 15, Bedford, NH 03110 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2013-12-20
TX RA APPROVED 2013-12-20
  • NH RA
    APPROVED
    Since 2013-12-20
  • TX RA
    APPROVED
    Since 2013-12-20

Branch Locations

40 South River Road Bedford Place Unit 15, Bedford, NH 03110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Apw Capital, Inc. Rockaway NJ 10/2012 Present
Brophy Wealth Management, Llc Bedford NH 01/2013 Present
Previous Registrations
  • 2007-01-05 → 2013-12-31
    Brophy Wealth Management, Llc
    Bedford, NH
  • 2003-11-05 → 2007-12-31
    Osaic Fs, Inc.
    Bedford, NH
  • 1998-02-02 → 2005-10-13
    Independent Advisers Group Corp
    Bedford, NH
Other Businesses

1)BROPHY WEALTH MANAGEMENT, LLC /40 SOUTH RIVER ROAD, UNIT 15/BEDFORD, NH 03110/CATEGORY: INSURANCE/INVESTMENT-RELATED: YES/TITLE: AGENT/DUTIES: OFFER ACCIDENT/HEALTH, DISABILITY, TRADITIONAL LIFE INSURANCE, LTC AND FIXED/INDEX ANNUITIES./START DATE: 9-1-2004/HOURS PER MONTH: 160 HOURS PER MONTH DURING TRADING HOURS/FEE BASED. 2)SAINT MARIE'S ENDOWMENT FUND, INC./ 378 NOTRE DAME AVENUE, MANCHESTER NH 03102 603-662-4615. CREATE ENDOWMENT TO FINANCE REPAIRS/ CHARITABLE ORGANIZATION/ TREASURER / DUTIES: RAISE FUNDS/ 3 HOURS/MONTH /NO COMPENSATION. 3) Village Green of Bedford Condo. Assn., Investment related:No, C/O Great North, 3 Holland Way, Exeter, NH, 03833, Serve as a Member of the Board of Directors for the Assn., Treasurer, 02/17/1994, 2 hours per month, Member of Finance Committee of Board, review Financials, help develop budgets, vote on approving contracts, vote on merit of unit owner requests. 4) Bedford Place Condo Assn., Investment related:No, MEG Co., 25 Orchard View Dr., Londonderry, NH, 03053, Board Member of Condo Assn., Board Member, 05/15/2026, 3 hrs per month, Represent unit owners

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-04-30
  • S63 Uniform Securities Agent State Law Examination
    1986-04-30
Designations

View on SEC IAPD

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