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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-07
NY RA APPROVED 2021-03-31
  • FL RA
    APPROVED
    Since 2023-07-07
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

Staten Island, NY • United States

Port Saint Lucie, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 12/1994 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Staten Island NY 09/2022 Present
Cetera Investment Advisers Llc Scaumburg IL 11/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 12/1994 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Staten Island, NY
  • 11/2022 → Present
    Scaumburg, IL
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2013-04-17 → 2020-11-12
    First Allied Advisory Services, Inc.
    Brooklyn, NY
    Staten Island, NY
Other Businesses

1. MARCO WEALTH STRATEGIES GROUP, INC. PRESIDENT. HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY. START DATE 6/1/2011. 2. MARCO WEALTH STRATEGIES GROUP; INDEPENDENT CONTRACTOR; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 09/01/2012. 3. AFLAC; AGENT; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 12/01/2012; 12 HRS. PER MONTH. 4. US-STATEN ISLAND VETERANS INC.;COMMITTEE MEMBER; NON-PROFIT ORGANIZATION; START DATE 04/19/2013; 25 HRS. PER MONTH. 5. GO BIZ/NYC; MEMBER; MARKETING OR NETWORKING; START DATE 11/25/2013; 12 HOURS PER MONTH 6. National Business Solutions LLC; President; Holding Company; Start date 11/05/2015; 4 hours per month 7. Foundation for Financial Planning; Volunteer; Consulting; Start date 01/01/2016; 20 hours per month. 8. Senior Umbrella Network of Brooklyn (SUNB); Board of Director Member; Non-Profit Organization; start date 09/01/2016; 4 hours per month. 9. United Healthcare; Agent; Insurance (Fixed/Life/Health/P&C); Start Date: 10/13/2016; 4 hours per month. 10. Donna Marco; Beneficiary; Fiduciary Position; Start Date: 01/01/2000; 0 hours per month. 11. PP/PB/RV CIVIC ASSOCIATION; BOARD OF DIRECTORS; NON-PROFIT ORGANIZATION; START DATE: 12/01/2013; 80 HOURS PER MONTH. 12. MARCO WEALTH STRATEGIES GROUP INC; PRESIDENT; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE: 05/05/2011; O HOURS PER MONTH. 13. NYC DEPT OF SANITATION RETIREES; WEALTH ADVISOR RESOURCE; MARKETING OR PROFESSIONAL/BUSINESS NETWORKING; START DATE: 12/05/2017; 4 HOURS PER MONTH. 14. MARCO WEALTH STRATEGIES GROUP; ADVISER; INSURANCE (FIXED/LIFE/HEALTH/P&C) START DATE: 10/25/2012. 15. SUSAN E. WAGNER HIGH SCHOOL; COMMUNITY ADVISORY BOARD MEMBER; EDUCATION/TRAINING; START DATE: 10/16/2019; 4 HOURS PER MONTH. 16. HOLY CHILD CHURCH; FINANCE COMMITTEE; NON-PROFIT ORGANIZATION; START DATE: 10/28/2021; 4 HOURS PER MONTH. 17. NAME OF OTHER BUSINESS: STATEN ISLAND COMMUNITY BOARD 3 INVESTMENT RELATED: NO, ADDRESS:23 SUMMIT STREET, STATEN ISLAND, NY 10307: NATURE OF BUSINESS: NON-PROFIT, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: DIRECTOR, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS AND VARIOUS COMMUNITY PROJECTS AND PROPOSAL;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-08
S63 Uniform Securities Agent State Law Examination 1986-06-03
  • S65 Uniform Investment Adviser Law Examination
    2022-07-08
  • S63 Uniform Securities Agent State Law Examination
    1986-06-03
Other Names
  • Bill Marco
  • William Johh Marco

View on SEC IAPD

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