Neil Morgan Kennedy

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → Present
  Stifel, Nicolaus & Company, Incorporated
  Mobile, AL

Previous Registrations

• 2008-05-06 → 2015-07-07
  Intl Advisory Consultants Inc.
  Birmingham, AL
  Mobile, AL
• 1991-04-05 → 2008-04-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mobile, AL
  Mobile, AL

Other Businesses

1.COMMUNITY FOUNDATION OF SOUTH ALABAMA; P.O. BOX 990 MOBILE AL 36601-0990; COMMUNITY SUPPORT AND OUTREACH FOR 8 COUNTIES IN SOUTH ALABAMA; INVESTMENT COMMITTEE MEMBER; 4 MEETINGS A YEAR SCHEDULED AND OTHERS AS NEED MAY ARISE; AFFILIATION STARTED 01/01/1998; 6 HOURS PER YEAR; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 2. ALABAMA POLICY INSTITUTE; 402 OFFICE PARK DR. SUITE 300 BIRMINGHAM AL 35223; STATE BASED THINK TANK FOR CONSERVATIVE ISSUES; BOARD MEMBER AND EXECUTIVE COMMITTEE; 1 BOARD MEETING, 1 ANNUAL FUNDRAISER; 4 EX CMTT PHONE CALLS/YR; AFFILIATION STARTED 01/01/2012; 20 HOURS PER YEAR; NOT DURING SECURITIES TRADING HOURS; INVESTMENT RELATED. 3. Mobile Botanical Gardens Longleaf Forrest Rep; 5151 Museum Dr, Mobile, AL 36608; Local botanical gardens and museum; Board Member and one of three representing the interest of the Long Leaf Forrest; Help maintain 35 acres; 10/01/2020; 1 Hour per Month; Not During Securities Trading Hours; Not Investment-Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-01
• S63 Uniform Securities Agent State Law Examination
  1986-05-28