Frederick Joseph Stewart

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Houston, TX
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Houston, TX

Previous Registrations

• 2007-01-16 → 2011-01-03
  Wells Fargo Investments, Llc
  Houston, TX
• 2006-02-02 → 2007-01-08
  Wamu Investments, Inc.
  Houston, TX
  Sugar Land, TX
• 2001-12-07 → 2003-02-03
  Morgan Stanley Dw Inc.
  Houston, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-12-06
• S63 Uniform Securities Agent State Law Examination
  2001-11-07

Other Names

• Fred J Stewart