James Raymond Healy

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-06-07
MN	RA	APPROVED	2013-11-22

TX RA
APPROVED

Since 2024-06-07
MN RA
APPROVED

Since 2013-11-22

Branch Locations

Chaska, MN • United States

Two Meridian Crossings Suite 450, Minneapolis, MN 55423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

REALTY BENEFIT SERVICES, 22 PROMENADE PLACE VOORHEES, NJ 08043, SALES ASSOCIATE, START 08/01/2004, HRS PER MONTH 3, COMP: 50. DERGALIS ASSOCIATES - 210 LAKE DR EAST, STE 310 CHERRY HILLS NJ 08002, SALES ASSOCIATE, START 08/01/2004, HRS PER MONTH 3, COMP: NONE.Clarity Solutions Group LLC 1750 Tower Blvd #210 Victoria, MN 55386 - Member, start 11/1/2013, 1hr month

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-06
S63	Uniform Securities Agent State Law Examination	1986-11-26

S65 Uniform Investment Adviser Law Examination

1999-12-06
S63 Uniform Securities Agent State Law Examination

1986-11-26

View on SEC IAPD