Michael Richard Kazinski

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-27
TX	RA	APPROVED_RES	2016-02-22
FL	RA	APPROVED	2009-03-23

NY RA
APPROVED

Since 2021-07-27
TX RA
APPROVED_RES

Since 2016-02-22
FL RA
APPROVED

Since 2009-03-23

Branch Locations

534 Delaware Avenue The Becker Mansion Ste 105, Buffalo, NY 14202 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Buffalo	NY	02/2009	Present

02/2009 → Present

Wells Fargo Advisors Financial Network, Llc

Buffalo, NY

Previous Registrations

2001-11-16 → 2009-02-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Buffalo, NY

Buffalo, NY

Other Businesses

PKK WEALTH MANAGEMENT,LLC, INVT RELATED, BUFFALO, NY, 90% OWNERSHIP, START DATE 2/19/2009, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-12-17
S63	Uniform Securities Agent State Law Examination	1986-06-04

S65 Uniform Investment Adviser Law Examination

1992-12-17
S63 Uniform Securities Agent State Law Examination

1986-06-04

View on SEC IAPD