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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED_RES | 2016-02-22 |
| FL | RA | APPROVED | 2009-03-23 |
Branch Locations
534 Delaware Avenue The Becker Mansion Ste 105, Buffalo, NY 14202 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Buffalo | NY | 02/2009 | Present |
PKK WEALTH MANAGEMENT,LLC, INVT RELATED, BUFFALO, NY, 90% OWNERSHIP, START DATE 2/19/2009, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-04 |
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