Steven Gary Newman

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14
TX	RA	APPROVED_RES	2017-05-22

NY RA
APPROVED

Since 2021-06-14
TX RA
APPROVED_RES

Since 2017-05-22

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Melville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	East Hills	NY	03/2017	Present
Msi Financial Services	East Hills	NY	07/2016	03/2017
Massachusetts Mutual Life Insurance Company	East Hills	NY	07/2016	Present

03/2017 → Present

Mml Investors Services, Llc

East Hills, NY
07/2016 → 03/2017

Msi Financial Services

East Hills, NY
07/2016 → Present

Massachusetts Mutual Life Insurance Company

East Hills, NY

Other Businesses

1)Name: Steven G Newman Inv rel: Y Add: Residential Nature: Executor for the Estate of Michael k Green Position: Other, e.g. partner, officer, employee Start date: March 2001 No. HR/MO: 1 No. HR/MO during sec trading: 0 2)Name: Steven G. Newman Inv rel: Y Add: Residential Nature: Health, Other Position: Sales Start date: May 1995 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe 3)Name: Steven G. Newman Inv rel: N Add: Residential Nature: Notary Public Position:Other/partner/officer/employee Start date:May 1995 No. HR/MO:1 No. HR/MO during sec trading: 0 4)Name: Steven G. Newman Inv rel: Y Add: Residential Nature: Property/Casualty Position: Sales Start date: 6/2017 No. HR/MO: 1 No. HR/MO during sec trading: 0 5)Name: Steven G. Newman Inv rel: Y Add: Residential Nature: Individual Life, Health and Group Health Position: Sales Start date: Nov 2016 No. HR/MO: 1 No. HR/MO during sec trading: 0 6)Name: Steven G. Newman Inv rel: Y Add: 2200 Northern Blvd, Ste 200, East Hills, NY 11548 Nature: Ind Life Position: Sales Start date: 08/0/2018 No. HR/MO: 2 No. HR/MO during sec trading: 0

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-05-07

S63 Uniform Securities Agent State Law Examination

1987-05-07