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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-22 |
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
300 Frank W Burr Blvd. 7Th Floor, Teaneck, NJ 07666 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Insurance Company | Melville | NY | 04/2015 | 02/2017 |
| Spangnuolo Agency | Melville | NY | 04/2015 | 02/2017 |
| Lifemark Securities Corp. | Rochester | NY | 03/2017 | 07/2017 |
| Spagnuolo Financial Services, Inc | New York | NY | 03/2017 | 07/2017 |
| Allstate Insurance Company | Ramsey | NJ | 07/2017 | 07/2020 |
| Principal Life Insurance Company | Parsippany | NJ | 07/2020 | 10/2021 |
| Principal Securities Inc | Parsippany | NJ | 07/2020 | 10/2021 |
| Prudential Insurance Company Of America | Basking Ridge | NJ | 10/2021 | Present |
| Pruco Securities, Llc. | Basking Ridge | NJ | 10/2021 | 11/2024 |
| Lpl Enterprise, Llc | Basking Ridge | NJ | 11/2024 | Present |
1) 08/23/2024 - Allstate - Trails insurance - These are renewals I receive from my previous employer - Non-Variable Insurance Commission Trails - Inv Related - At Basking Ridge, NJ - Start Date 07/01/2017 - 0hrs/mth - 0hrs/mth During Trading 2) 08/23/2024 - Gibraltar Insurance -Renewal Trails Health Ins - Renewal commissions on health case - Non-Variable Insurance Commission Trails - Inv Related - At Basking Ridge, NJ - Start Date 07/01/2017 - 0hrs/mth - 0hrs/mth During Trading 3) 03/13/2026-Royal Neighbors-Financial Advisor-Non-Variable Insurance-Inv related-At Teaneck, NJ-Start date 03/12/2026-2hrs/mth-2hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-06 |
| S66 | Uniform Combined State Law Examination | 2002-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-17 |
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