Jeffrey Anthony Roy

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 08/2019
  Raymond James & Associates, Inc.
  Lafayette, LA
• 02/2013 → 03/2017
  Rj Insurance Group Fka Pca
  Lafayette, LA
• 08/2019 → Present
  Hancock Whitney Bank
  Lafayette, LA
• 08/2019 → 08/2022
  Hancock Whitney Investment Services, Inc.
  Lafayette, LA
• 08/2022 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 08/2022 → Present
  Cetera Investment Advisers Llc
  Lafayette, LA

Previous Registrations

• 2019-08-05 → 2022-08-10
  Hancock Whitney Investment Services Inc.
  New Orleans, LA
  Lafayette, LA
  Baton Rouge, LA
• 2013-02-13 → 2019-08-06
  Raymond James & Associates, Inc.
  Lafayette, LA
  Memphis, TN
  St. Petersburg, FL
  Houston, TX
  Lafayette, LA
  Lafayette, LA
• 2008-04-23 → 2013-02-13
  Morgan Keegan & Company, Llc
  Lafayette, LA
  Memphis, TN

Exams

• S66 Uniform Combined State Law Examination
  2017-05-23
• S63 Uniform Securities Agent State Law Examination
  2002-03-25

Other Names

• Jeff Roy
• Jeffrey Anthony Roy