Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-08-10
TX RA APPROVED 2022-08-10
  • LA RA
    APPROVED
    Since 2022-08-10
  • TX RA
    APPROVED
    Since 2022-08-10

Branch Locations

1301 Camelia Blvd., Lafayette, LA 70508 • United States

445 North Blvd., Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Lafayette LA 02/2013 08/2019
Rj Insurance Group Fka Pca Lafayette LA 02/2013 03/2017
Hancock Whitney Bank Lafayette LA 08/2019 Present
Hancock Whitney Investment Services, Inc. Lafayette LA 08/2019 08/2022
Cetera Investment Services Llc St Cloud MN 08/2022 Present
Cetera Investment Advisers Llc Lafayette LA 08/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-23
S63 Uniform Securities Agent State Law Examination 2002-03-25
  • S66 Uniform Combined State Law Examination
    2017-05-23
  • S63 Uniform Securities Agent State Law Examination
    2002-03-25
Other Names
  • Jeff Roy
  • Jeffrey Anthony Roy

View on SEC IAPD

More in Lafayette, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor