Best Investors
Account
Sign in
Best Investors
Account
Sign in
3 Lagoon Drive Suite 110, Redwood Shores, CA 94065 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-09-23 |
Branch Locations
Three Lagoon Drive, Suite 110, Redwood Shores, CA 94065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Redwood Shores | CA | 01/2006 | Present |
| Navigation Group, Inc. | Redwood Shores | CA | 06/2003 | Present |
1. 07/21/2014 - NAVIGATION GROUP, INC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 2 HOURS PER MONTH - REDWOOD SHORES, CA 2. 09/17/2014 - WHISPERING HILLS HORSE RANCH - HORSE RANCH - TIME SPENT 104 HOURS PER MONTH - REDWOOD SHORES, CA 3. 5/25/2017 - Navigation Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start 06/01/2016 - 160 Hours Per Month/100 During Securities Trading - I provide administrative services through Navigation Group, an independent investment advisor firm. I started this business activity on 5/25/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-31 |
Reach out to this advisor