Karen Keller Franco

Employer firm

Navigation Group LLC CRD 130982

$1.01B regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → Present
  Lpl Financial Llc
  Redwood Shores, CA
• 06/2003 → Present
  Navigation Group, Inc.
  Redwood Shores, CA

Other Businesses

1. 07/21/2014 - NAVIGATION GROUP, INC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 2 HOURS PER MONTH - REDWOOD SHORES, CA 2. 09/17/2014 - WHISPERING HILLS HORSE RANCH - HORSE RANCH - TIME SPENT 104 HOURS PER MONTH - REDWOOD SHORES, CA 3. 5/25/2017 - Navigation Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start 06/01/2016 - 160 Hours Per Month/100 During Securities Trading - I provide administrative services through Navigation Group, an independent investment advisor firm. I started this business activity on 5/25/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2006-02-01
• S63 Uniform Securities Agent State Law Examination
  1989-08-31

Other Names

• Karen Marie Keller
• Karen Keller Neish
• Karen M Neish
• Karen Marie Keller