Best Investors Account Sign in
Inactive

Thomas Nelson Ellis

Washington Trust Advisors

New Haven, CT

Wellesley, MA

Claim This Profile
Current Employers
Washington Trust Advisors

20 William St Suite 135, Wellesley, MA 02481 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-17
CA RA APPROVED 2023-11-28
ME RA APPROVED 2022-02-28
FL RA APPROVED 2022-01-27
RI RA APPROVED 2022-01-05
NY RA APPROVED 2022-01-03
VA RA APPROVED 2022-01-03
CT RA APPROVED 2021-09-15
  • TX RA
    APPROVED_RES
    Since 2025-12-17
  • CA RA
    APPROVED
    Since 2023-11-28
  • ME RA
    APPROVED
    Since 2022-02-28
  • FL RA
    APPROVED
    Since 2022-01-27
  • RI RA
    APPROVED
    Since 2022-01-05
  • NY RA
    APPROVED
    Since 2022-01-03
  • VA RA
    APPROVED
    Since 2022-01-03
  • CT RA
    APPROVED
    Since 2021-09-15

Branch Locations

265 Church Street Suite 1006, New Haven, CT 06510 • United States

20 William St Suite 135, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Halsey Associates, Inc. New Haven CT 08/2015 09/2019
Weston Financial Group, Inc. Wellesley MA 09/2021 01/2022
Washington Trust Advisors, Inc. Wellesley MA 01/2022 Present
The Washington Trust Company Of Westerly New Haven CT 09/2019 01/2022
  • 08/2015 → 09/2019
    Halsey Associates, Inc.
    New Haven, CT
  • 09/2021 → 01/2022
    Weston Financial Group, Inc.
    Wellesley, MA
  • 01/2022 → Present
    Washington Trust Advisors, Inc.
    Wellesley, MA
  • 09/2019 → 01/2022
    The Washington Trust Company Of Westerly
    New Haven, CT
Previous Registrations
  • 2015-09-11 → 2019-10-01
    Halsey Associates
    New Haven, CT
  • 2010-12-07 → 2015-10-01
    Halsey Associates Inc
    New Haven, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-06
  • S65 Uniform Investment Adviser Law Examination
    2010-12-06
Other Names
  • Thomas Nelson Ellis

View on SEC IAPD

Other Firms

KREITLER FINANCIAL LLC
UBS FINANCIAL SERVICES INC.
STRATEGIC ADVISERS LLC
LPL FINANCIAL LLC
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
J.P. MORGAN SECURITIES LLC
ELM STREET ADVISORS, LLC

Other Investors

CHARLES FRANCIS KREITLER
DWAYNE MICHAEL TYRIL
JACOB WILLIAM NESS
ALYSE ROSE UZARSKI
Beau T Tillinghast
MARC A. CIOCIOLA
DAVID LEWIS KING
Wiktor Wozniak

Other Offices

KREITLER FINANCIAL LLC · NEW HAVEN, CT
UBS FINANCIAL SERVICES INC. · NEW HAVEN, CT
STRATEGIC ADVISERS LLC · NEW HAVEN, CT
WASHINGTON TRUST ADVISORS · NEW HAVEN, CT
LPL FINANCIAL LLC · NEW HAVEN, CT
RAYMOND JAMES & ASSOCIATES, INC. · NEW HAVEN, CT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NEW HAVEN, CT
J.P. MORGAN SECURITIES LLC · NEW HAVEN, CT

More in New Haven, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor