David Robert Herron

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2007 → 07/2024
  Charles Schwab & Co., Inc.
  Westlake, TX
• 12/2008 → 07/2024
  Charles Schwab Bank
  Westlake, TX
• 08/2024 → Present
  Tiaa
  Frisco, TX
• 08/2024 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Frisco, TX

Previous Registrations

• 2015-01-30 → 2024-07-29
  Charles Schwab & Co., Inc.
  Fishers (Indianapolis), IN
  Indianapolis, IN
  Fishers (Indianapolis), IN
  Indianapolis, IN
  Lone Tree, CO
  Westlake, TX
  Fort Worth, TX
  Westlake, TX

Other Businesses

Name: Excellence with Etiquette Position: Assistant Nature: Excellence with Etiquette provides etiquette consultation services to youth, teens, and adults. General services include leading seminars on some of the following etiquette topics and more: introductions, self-esteem, respect for others, common courtesies, and dining etiquette. Investment Related: No Hours: 4 Securities Trading Hours: 0 Start Date: 11/28/2008 Address: PO BOX 50955, Indianapolis IN 46250, United States Description: Assist with business strategy and etiquette seminars/training when needed.

Exams

• S66 Uniform Combined State Law Examination
  2015-01-29
• S63 Uniform Securities Agent State Law Examination
  1999-12-03

Other Names

• David R Herron
• David Robert Herron
• David Robert Herron