Jason John Dudum

Current Employers

Employment History

• 02/2002 → Present
  Dudum Financial & Ins Services, Inc Dba 1925 Life Brokerage
  Lafayette, CA
• 05/2016 → 11/2016
  Signator Investors, Inc.
  Lafayette, CA
• 11/2016 → Present
  Kestra Investment Services, Llc.
  Lafayette, CA
• 11/2016 → Present
  Kestra Advisory Services, Llc.
  Lafayette, CA

Previous Registrations

• 2016-05-13 → 2016-11-21
  Signator Investors, Inc.
  Lafayette, CA
• 2009-09-04 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Lafayette, CA
  Desert Aire, WA
• 2007-06-20 → 2009-09-04
  Transamerica Financial Advisors, Inc.
  Lafayette, CA
  Lafayette, CA
  Lafayette, CA
  San Ramon, CA

Other Businesses

Name: 1925 Life Brokerage Investment Related: Yes Address: 3505 Mt. Diablo Blvd. Lafayette CA 94549 Nature of Business: Insurance Position, Title or Relationship: I am the Founder and Owner. I own it 50/50 with my brother Keith. Start Date: 1/1/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours/month during trading hours: 0% - 10% (0 - 14 hours) Duties: I dont do much in the day to day as i have a Managing Director, Mike Bryant. I am mainly responsible for the relationships both with the brokers and life insurance companies. Name: Lafayette Land Company, LLC Investment Related: No Address: 3505 Mt. Diablo Blvd. Lafayette CA 94549 Nature of Business: Real Estate Position, Title or Relationship: Owner, Member Start Date: 1/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours/month during trading hours: 0% - 10% (0 - 14 hours) Duties: help my brother with operating the LLC Name: Dudum Properties, LLC Investment Related: Yes Address: 3505 Mt. Diablo Blvd. Lafayette CA 94549 Nature of Business: Real Estate Position, Title or Relationship: Buying and Renting out Real Estate Start Date: 1/3/2011 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I help my brother in operating the LLC Name: 1925 Inc. DBA Dudum Financial & Insurance Services, INC. Investment Related: Yes Address: 3505 Mt. Diablo Blvd. Lafayette CA 94549 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: CEO and President of the Company. Start Date: 1/1/2002 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Daily duties of running the Corporation Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 11/8/2016 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment Advisor of the Firm Name: D and D Market, LLC Investment Related: No Address: 3505 Mt. Diablo Blvd. Lafayette CA 94549 Nature of Business: Real Estate Position, Title or Relationship: Member Start Date: 1/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I am invested Financially and make decisions on the property with the other members Name: Round Hill P5 Sheriffs Committee Investment Related: No Address: 309 Diablo Road Danville CA 94526 Nature of Business: Board Position Position, Title or Relationship: Committee Member Start Date: 1/1/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Attending meetings and sharing input Name: Lakeview Properties Investment Related: Yes Address: 330 Lakeview Place Alarmo CA 94507 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 7/1/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I am in charge of the DBA And coordinate the leasing and expenses Name: DUDUM PROPERTIES, LLC POSITION: Buying and Renting out Real Estate NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 01/03/2011 ADDRESS: 3505 Mt. Diablo Blvd., Lafayette CA 94549, United States DESCRIPTION: I help my brother in operating the LLC

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-12-04
• S63 Uniform Securities Agent State Law Examination
  1998-09-08

Other Names

• Jason John Dudum