Ronald Gregory Petersen

Current Employers

Petersen And Hicks

1901 S. Bascom Ave, #1400, Campbell, CA 95008 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-03-13

CA RA
APPROVED

Since 2018-03-13

Branch Locations

1901 S. Bascom Ave, #1400, Campbell, CA 95008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Allied Securities, Inc.	San Diego	CA	09/1997	12/2018
Petersen & Associates	Campbell	CA	12/1994	02/2020
Petersen And Hicks	Campbell	CA	03/2020	Present

09/1997 → 12/2018

First Allied Securities, Inc.

San Diego, CA
12/1994 → 02/2020

Petersen & Associates

Campbell, CA
03/2020 → Present

Petersen And Hicks

Campbell, CA

Other Businesses

1.) PETERSEN & HICKS; NON-CPA ACCOUNTING AND/OR TAX PREPARATION; START DATE: 3/1/2020 2.) PETERSEN & HICKS; REGISTERED INVESTMENT ADVISOR; START DATE: 3/1/2020 3.)RONALD PETERSEN; OWNER; INSURANCE; START DATE: 6/1/1990

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-05-28

S63 Uniform Securities Agent State Law Examination

1987-05-28

View on SEC IAPD

Current Employers

Petersen And Hicks

Disclosures

Employment History

Other Businesses

Exams

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