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Terry Leland Vanwinkle

Principal Securities, Inc.

Bettendorf, IA

CRD 1488757

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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2009-08-04
  • IA RA
    APPROVED
    Since 2009-08-04

Branch Locations

5207 Competition Dr, Bettendorf, IA 52722 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Ins Company Bettendorf IA 08/2009 Present
Principal Securities Inc Bettendorf IA 08/2009 Present
  • 08/2009 → Present
    Principal Life Ins Company
    Bettendorf, IA
  • 08/2009 → Present
    Principal Securities Inc
    Bettendorf, IA
Previous Registrations
Other Businesses

OUTSIDE INSURANCE. SALE AND SERVICE OF GROUP HEALTH. EFFECTIVE 10/4/13.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-25
S63 Uniform Securities Agent State Law Examination 1986-12-05
  • S65 Uniform Investment Adviser Law Examination
    2005-10-25
  • S63 Uniform Securities Agent State Law Examination
    1986-12-05
Other Names
  • Terry Leland Van Winlke
  • Terry Leland Vanwinkle
  • Terry Leland Van Winkle

View on SEC IAPD

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