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Joseph Herbert Henegan

Osaic Wealth, Inc.

Greenville, PA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-03
FL RA APPROVED 2016-10-04
PA RA APPROVED 2007-05-10
  • TX RA
    APPROVED
    Since 2017-01-03
  • FL RA
    APPROVED
    Since 2016-10-04
  • PA RA
    APPROVED
    Since 2007-05-10

Branch Locations

320 Main Street, Greenville, PA 16125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associate Greenville PA 05/2007 Present
  • 05/2007 → Present
    Royal Alliance Associate
    Greenville, PA
Previous Registrations
  • 2006-10-18 → 2007-05-15
    Fsc Securities Corporation
    Greenville, PA
    Greenville, PA
Other Businesses

1) ROYAL ALLIANCE -INVESTMENT RELATED, 377 SOUTH MAIN STREET, STE 102 GREENVILLE, PA 16125, OWNER, START DATE: 5/4/2007, 24 HRS MONTH, 24 HRS MONTHS DURING SECURITIES TRADING HRS, DBA: THRU ROYAL ALLIANCE ASSOCIATES, INC. AS A FINANCIAL ADVISOR. MANAGE INVESTMENTS AND FINANCIAL PLANNING THRU ROYAL ALLIANCE. 2) JOSEPH HENEGAN -NOT INVESTMENT RELATED, 2236 WEST STATE ROAD JAMESTOWN, PA 16134, TOWNSHIP AUDITOR, START DATE: 1/1990, 1 HR MONTH, 0 DURING SECURITIES TRADING HRS, ANNUALLY INSPECT BOOKS AND ACCOUNTS FOR LOCAL TOWNSHIP. 3) JAMESTOWN AREA SCHOOL DISTRICT FOUNDATION -NOT INVESTMENT RELATED, P.O BOX JAMESTOWN, PA 16134, TREASURER, START DATE: OCTOBER 1, 2008, 1 HR MONTH, 0 DURING SECURITIES TRADING, RECEIVE CONTRIBUTION FROM ALUMNI, DEPOSIT IN ACCOUNT, DISPERSE CHECKS FOR EXPENSES. 4) JOSEPH HENEGAN -INVESTMENT RELATED, 377 SOUTH MAIN STREET, STE 102 GREENVILLE, PA 16125, OWNER, START DATE: 6/1987, 1 HR MONTH, 1 HR MONTH DURING SECURITIES TRADING, HEALTH INSURANCE AND TRAIL COMMISION ON INSURANCE PRODUCTS SOLD BEFORE AFFILATED WITH ROYAL ALLIANCE. 5) HENEGAN FINANCIAL SERVICES POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2010 ADDRESS: 320 Main St, Greenville PA 16125, United States DESCRIPTION: Sales / marketing of securities, Investment Advisory and insurance products. 6) HENEGAN FINANCIAL SERVICES POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2010 ADDRESS: 320 Main St, Greenville PA 16125 DESCRIPTION: Sales / marketing of securities, Investment Advisory and insurance products.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-05-20
  • S63 Uniform Securities Agent State Law Examination
    1986-05-20
Designations
Other Names
  • Joseph Herbert Henegan

View on SEC IAPD

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