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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-01-03 |
| FL | RA | APPROVED | 2016-10-04 |
| PA | RA | APPROVED | 2007-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associate | Greenville | PA | 05/2007 | Present |
1) ROYAL ALLIANCE -INVESTMENT RELATED, 377 SOUTH MAIN STREET, STE 102 GREENVILLE, PA 16125, OWNER, START DATE: 5/4/2007, 24 HRS MONTH, 24 HRS MONTHS DURING SECURITIES TRADING HRS, DBA: THRU ROYAL ALLIANCE ASSOCIATES, INC. AS A FINANCIAL ADVISOR. MANAGE INVESTMENTS AND FINANCIAL PLANNING THRU ROYAL ALLIANCE. 2) JOSEPH HENEGAN -NOT INVESTMENT RELATED, 2236 WEST STATE ROAD JAMESTOWN, PA 16134, TOWNSHIP AUDITOR, START DATE: 1/1990, 1 HR MONTH, 0 DURING SECURITIES TRADING HRS, ANNUALLY INSPECT BOOKS AND ACCOUNTS FOR LOCAL TOWNSHIP. 3) JAMESTOWN AREA SCHOOL DISTRICT FOUNDATION -NOT INVESTMENT RELATED, P.O BOX JAMESTOWN, PA 16134, TREASURER, START DATE: OCTOBER 1, 2008, 1 HR MONTH, 0 DURING SECURITIES TRADING, RECEIVE CONTRIBUTION FROM ALUMNI, DEPOSIT IN ACCOUNT, DISPERSE CHECKS FOR EXPENSES. 4) JOSEPH HENEGAN -INVESTMENT RELATED, 377 SOUTH MAIN STREET, STE 102 GREENVILLE, PA 16125, OWNER, START DATE: 6/1987, 1 HR MONTH, 1 HR MONTH DURING SECURITIES TRADING, HEALTH INSURANCE AND TRAIL COMMISION ON INSURANCE PRODUCTS SOLD BEFORE AFFILATED WITH ROYAL ALLIANCE. 5) HENEGAN FINANCIAL SERVICES POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2010 ADDRESS: 320 Main St, Greenville PA 16125, United States DESCRIPTION: Sales / marketing of securities, Investment Advisory and insurance products. 6) HENEGAN FINANCIAL SERVICES POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2010 ADDRESS: 320 Main St, Greenville PA 16125 DESCRIPTION: Sales / marketing of securities, Investment Advisory and insurance products.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-05-20 |
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