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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-03-16
  • NC RA
    APPROVED
    Since 2015-03-16

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Cary, NC • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp Plam Beach Gardens FL 03/2015 Present
Paladin Financial Services, Inc Rocky Mount NC 06/2000 Present
  • 03/2015 → Present
    Plam Beach Gardens, FL
  • 06/2000 → Present
    Paladin Financial Services, Inc
    Rocky Mount, NC
Previous Registrations
  • 2014-02-25 → 2015-03-16
    Osaic Fs, Inc.
    Raleigh, NC
    Rocky Mount, NC
  • 2012-08-30 → 2014-02-24
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Cary, NC
    Cary, NC
  • 2008-01-10 → 2012-08-31
    Cetera Wealth Services, Llc
    Cary, NC
  • 2005-06-03 → 2007-11-19
    Raleigh, NC
    Raleigh, NC
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
  • 2004-09-15 → 2005-06-20
    Raleigh, NC
  • 2004-06-02 → 2004-08-24
    A. G. Edwards & Sons, Inc.
    Raleigh, NC
Other Businesses

1.PALADIN FINANCIAL SERVICE,INC, SINCE 06/2000, PRESIDENT, NON INVESTMENT RELATED BUSINESS, CHECKING ACCOUNTS, MEDICARE AND HEALTH INSURANCE, APPROXIMATELY 96 HRS. MO DURING SECURITES. HOURS PER MONTH: 55 HOURS PER MONTH DURING TRADING HOURS: 45 2. WHIG TV "The Live Morning Show" co-host, 201 Tyler Drive Rocky Mount, NC 27804. Volunteer, Non-investment related, 1-10% time spent on activity during non-securities hrs. 3. IARFC Board of Directors, since 1/1/2024, Board Member, Non-investment related, 1-10% time spent on activity during securities hrs. 4. Wake County Board of Elections Assistand, since 5/7/2024, 1220 Pound St., Cary, NC, 27511. Volunteer, Non-investment related, 1-10% time spent on activity during non-securities hrs. 5. West Raleigh Rotary Club, since 7/1/2024, 4200 Hillsborough St., NC, 27606, Non-Profit, Seargent At Arms, Non-investment related, 1-10% time spent on activity during securities hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-01
S63 Uniform Securities Agent State Law Examination 1993-11-10
  • S66 Uniform Combined State Law Examination
    2004-06-01
  • S63 Uniform Securities Agent State Law Examination
    1993-11-10
Other Names
  • Lemuel Weyher Kornegay
  • Lemuel Weyher Kornegay

View on SEC IAPD

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