Kenneth Alan Clyde

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-11-12
CA	RA	APPROVED	2024-09-13

TX RA
APPROVED_RES

Since 2025-11-12
CA RA
APPROVED

Since 2024-09-13

Branch Locations

Cool, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Geneos Wealth Management, Inc	Auburn	CA	09/2004	09/2024
Kenny Clyde Financial	Auburn	CA	06/2010	Present
Lpl Financial	Cool	CA	09/2024	Present

09/2004 → 09/2024

Geneos Wealth Management, Inc

Auburn, CA
06/2010 → Present

Kenny Clyde Financial

Auburn, CA
09/2024 → Present

Lpl Financial

Cool, CA

Previous Registrations

2004-09-24 → 2024-09-16

Geneos Wealth Management, Inc.

Auburn, CA

Cool, CA
2001-12-21 → 2004-09-17

Brecek & Young Advisors, Inc.

Auburn, CA

Other Businesses

1) 8/2024- Kenny Clyde Financial- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business locations)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-08-21
S63	Uniform Securities Agent State Law Examination	1990-11-30

S65 Uniform Investment Adviser Law Examination

2001-08-21
S63 Uniform Securities Agent State Law Examination

1990-11-30

Other Names

Kenny Clyde

View on SEC IAPD