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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2002-08-08
  • OH RA
    APPROVED
    Since 2002-08-08

Branch Locations

New Albany, OH • United States

26040 Detroit Rd, Westlake, OH 44145 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Westlake OH 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-01
S63 Uniform Securities Agent State Law Examination 1986-05-30
  • S65 Uniform Investment Adviser Law Examination
    2001-05-01
  • S63 Uniform Securities Agent State Law Examination
    1986-05-30
Designations

View on SEC IAPD

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