David Cary Heller

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1990 → Present
  Dc Heller & Company, Inc
  New York, NY
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2024 → Present
  Highstreet Insurance Services Northeast Llc
  Melville, NY

Other Businesses

1) INDEPENDENT INSURANCE AGENT LIFE/ACCIDENT/HEALTH FOR 30 HRS/WK & 5HRS EVENING & WKENDS SINCE 1988; 2) NAME OF OTHER BUSINESS: D.C. HELLER & COMPANY, INC.; INVESTMENT RELATED: NO; ADDRESS: 3 WEST MAIN STREET SUITE 201B, IRVINGTON, NY 10533; NATURE OF BUSINESS: EMPLOYEE BENEFITS - GROUP INSURANCE SALES; START DATE: 01/1991; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: SALES AND BUSINESS ADMINISTRATION; 3) NAME OF OTHER BUSINESS: HIGH STREET INSURANCE PARTNERS, INC. DBA HIGHSTREET INSURANCE SERVICES NORTHEAST LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RISK MANAGEMENT AND INSURANCE SALES; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: EMPLOYEE BENEFITS SALES AND SERVICE

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-08-15