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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc. | Melvlle | NY | 08/2002 | 11/2018 |
| Royal Alliance Associates, Inc. | Melville | NY | 11/2018 | Present |
1. PAUL GOLDHIRSCH - INSURANCE BROKER POSITION: Insurance Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/03/2000 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: Solicitation of fixed insurance and servicing clients. 2. LFN POSITION: Add the title on your business card NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/01/2015 ADDRESS: 575 Broad Hollow Road, Melville NY 11747, United States DESCRIPTION: Registered Representative for Lighthouse Financial Network, LLC an independednt firm of Royal Alliance Accociates 3. INVESTMENT ADVISOR REPRESENTATIVE, PAUL GOLDHIRSCH POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/01/2015 ADDRESS: 575 Broad Hollow Road, Melville NY 11747, United States DESCRIPTION: Investment Advisor Representative for Lighthouse Financial Network, LLC an independent firm of Osaic Wealth Inc.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-10-10 |
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