Geoffrey Michael Mann

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2023-05-02
TX	RA	APPROVED_RES	2022-04-11
NJ	RA	APPROVED	2008-12-16

SC RA
APPROVED

Since 2023-05-02
TX RA
APPROVED_RES

Since 2022-04-11
NJ RA
APPROVED

Since 2008-12-16

Branch Locations

2107 Route 34 Suite 102, Wall, NJ 07719 • United States

109 North Avenue, Westfield, NJ 07090 • United States

Summit, NJ • United States

Hilton Head Island, SC • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Manasquan	NJ	11/2008	Present

11/2008 → Present

Ubs Financial Services Inc

Manasquan, NJ

Previous Registrations

2007-04-02 → 2008-11-24

Morgan Stanley & Co. Llc

Red Bank, NJ
2002-06-13 → 2007-04-02

Morgan Stanley Dw Inc.

Red Bank, NJ

Westfield, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-12-09
S63	Uniform Securities Agent State Law Examination	1986-04-24

S65 Uniform Investment Adviser Law Examination

1996-12-09
S63 Uniform Securities Agent State Law Examination

1986-04-24

Other Names

Geoffrey M Mann
Mann M Geoffrey
Geoffrey M Mann

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews