Best Investors
Account
Sign in
Best Investors
Account
Sign in
Robert W. Baird & Co. Incorporated CRD 8158
$394B regulatory AUM 19,985 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-01-14 |
| AZ | RA | APPROVED | 2019-01-11 |
| TX | RA | APPROVED_RES | 2019-01-11 |
Branch Locations
16155 North 83Rd Ave. Ste 205, Peoria, AZ 85382 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Peoria | AZ | 06/2009 | 01/2019 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 01/2019 |
| Robert W Baird | Peoria | AZ | 01/2019 | Present |
EAGLE RIDGE HOMEOWNERS ASSOCIATION PRESIDENT; RENTAL PROPERTY; 60TH AVE, GLENDALE AZ; INVESTMENT RELATED; 1 HOUR OUTSIDE OFFIE OURS; OWNER Name/Address: VMLR TRUST 16257 N 60th Ave Glendale AZ 85306 Start date: 5/2010 Hours spent: 0-3 hours/month Hours spent during trading Hours: Zero Role/Responsibility: Owner of rental property 12306 W DALEY COURT SUN CITY WEST Arizona. Start date 3/8/19 Non Investment related. Hours spent: 0-2/month Hours spent during trading hours: Zero.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-18 |
Reach out to this advisor