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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-11-02
  • CA RA
    APPROVED
    Since 2018-11-02

Branch Locations

2200A Douglas Boulevard Suite 110, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dale Orchards, Llc Nicolaus CA 01/1986 Present
Advantage Quote Insurance Serv. Roseville CA 05/1998 Present
Signator Investors, Inc. Roseville CA 05/2016 11/2018
Royal Alliance Associates, Inc. Roseville CA 11/2018 Present
  • 01/1986 → Present
    Dale Orchards, Llc
    Nicolaus, CA
  • 05/1998 → Present
    Advantage Quote Insurance Serv.
    Roseville, CA
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Roseville, CA
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Roseville, CA
Previous Registrations
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Roseville, CA
    Huntington Beach, CA
  • 2009-09-04 → 2016-05-13
    Roseville, CA
    Huntington Beach, CA
  • 2007-01-30 → 2009-09-04
    Transamerica Financial Advisors, Inc.
    Roseville, CA
    Roseville, CA
Other Businesses

1. DALE ORCHARDS, LLC POSITION: LLC Member, Manager NATURE: LLC. Family Farm. Walnut Orchards. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/24/2013 ADDRESS: 2942 Garden Hwy, Nicolaus CA 95659, United States DESCRIPTION: General bookkeeping and agricultural report generation and filing. Participate in harvesting activity in October of each year. 2. ADVANTAGEQUOTE INSURANCE SERVICES, LLC POSITION: LLC Member, Manager NATURE: LLC. Licensed with California Department of Insurance. Fixed Life and Health insurance only. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/19/1998 ADDRESS: 2200A Douglas Blvd., Ste. 110, Roseville CA 95661, United States DESCRIPTION: Fixed Life and Health insurance sales and service of existing policies. 3. R & J DALE TRUST POSITION: Trustee NATURE: Revocable Family Trust. Myself an my wife are trustors and trustees. Maintain an interest in family farm and residential rental properties. The family farm is operated by Dale Orchards, LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/13/2020 ADDRESS: 1909 Hackamore Dr., Roseville CA 95661, United States DESCRIPTION: General management and bookkeeping for farm and residential rental properties. 4. GARDEN HIGHWAY MUTUAL WATER CO POSITION: Board Member NATURE: Garden Hwy Mutual Water Co is a Corporation that serves as a local water district that provides irrigation water to agricultural land with the district.The Dale Family owns farm land that is within the district. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/18/2021 ADDRESS: 12755 Garden Hwy, Yuba City CA 95991, United States DESCRIPTION: Volunteer Board Member for local water district that provides irrigation water to agricultural land within the district. I attend an Annual Meeting each year in March. Additional board meetings may be called 2 - 4 times per year as needed. Meetings are generally no longer than 60-90 minutes in length. Recent meetings have been held by Zoom. The Garden Hwy Mutual Water Co has an active manager that oversees daily or seasonal activities within the water district.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-05
  • S66 Uniform Combined State Law Examination
    2001-06-05
Designations

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