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Current Employers
Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-10-25
  • IN RA
    APPROVED
    Since 2018-10-25

Branch Locations

389 E. Morgan Street Ste. 1, Martinsville, IN 46151 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network Greenwood IN 12/2012 09/2018
Ssnai Greenwood IN 12/2012 09/2018
Silver Oak Securities, Inc. Jackson TN 09/2018 Present
Financial Resource Advisors Indianapolis IN 05/2007 Present
  • 12/2012 → 09/2018
    Securities Service Network
    Greenwood, IN
  • 12/2012 → 09/2018
    Ssnai
    Greenwood, IN
  • 09/2018 → Present
    Silver Oak Securities, Inc.
    Jackson, TN
  • 05/2007 → Present
    Financial Resource Advisors
    Indianapolis, IN
Previous Registrations
  • 2012-12-14 → 2018-09-23
    Ssn Advisory, Inc.
    Greenwood, IN
  • 2000-10-20 → 2012-12-21
    Concourse Financial Group Securities, Inc.
    Greenwood, IN
Other Businesses

1. FINANCIAL RESOURCE ADVISORS, LLC; NOT INVESTMENT RELATED; 389 E Morgan Street Suite 1 Martinsville IN, 46151; INSURANCE AGENCY - SELL OF FIXED INSURANCE; PERSONAL AGENT AND MARKETING ORGANIZATION; PERSONAL AGENT AND MARKETING ORGANIZATION; Manager; LLC; STARTED 05/2007; 160 HRS/MO. 2. PAUL TINGLEY; NOT INVESTMENT RELATED; 3978 N FOXCLIFF DRIVE W MARTINSVILLE IN. 46151; FARM; OWNER; MANAGE FARM; SOLE PROP; STARTED 08/1997; 3 HRS/MO. 3. Invite Wealth Management (DBA for securities business for SOSI RR),Is Investment Related,,Wealth Management Firm,Consultant,2022-11-29,60 hours per month,60 hours per month during trading hours,Other Compensation,"Consultant (1099) for Invite Wealth Management to provide as needed additional financial planning, investment management, insurance, and business exit/succession planning."

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-14
S63 Uniform Securities Agent State Law Examination 1986-05-08
  • S66 Uniform Combined State Law Examination
    2003-07-14
  • S63 Uniform Securities Agent State Law Examination
    1986-05-08
Designations

View on SEC IAPD

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