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Peter John Mccarthy

Park Avenue Securities LLC

Wall, NJ

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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-18
FL RA APPROVED 2024-01-04
CT RA APPROVED 2024-01-03
NY RA APPROVED 2024-01-03
NJ RA APPROVED 2023-08-29
  • IL RA
    APPROVED
    Since 2024-01-18
  • FL RA
    APPROVED
    Since 2024-01-04
  • CT RA
    APPROVED
    Since 2024-01-03
  • NY RA
    APPROVED
    Since 2024-01-03
  • NJ RA
    APPROVED
    Since 2023-08-29

Branch Locations

2111 Rt 34 South Suite 100, Wall, NJ 07719 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
E D & F Man Capital Markets Inc. New York NY 11/2011 02/2023
Guardian Life Insurance Wall NJ 07/2023 Present
Park Avenue Securities Wall NJ 07/2023 Present
C & A Financial Group, Llc Wall NY 02/2023 07/2023
  • 11/2011 → 02/2023
    E D & F Man Capital Markets Inc.
    New York, NY
  • 07/2023 → Present
    Guardian Life Insurance
    Wall, NJ
  • 07/2023 → Present
    Park Avenue Securities
    Wall, NJ
  • 02/2023 → 07/2023
    C & A Financial Group, Llc
    Wall, NY
Other Businesses

1. PJM Capital Management LLC, Managing Member, Entity used to purchase real estate, Start Date: 02/06/2008, Address: 100 Church Street Little Silver NJ 07739, More than 10% annual compensation, 10 total business hours per month, 8 during securities trading hours, Investment Related, 2. PJM Family Investments LLC, Manager, Start Date: 10/18/2016, Address: 100 Church Street Little Silver NJ 07739, No annual compensation, 5 total business hours per month, 2 during securities trading hours, Investment Related, 3. YMCA of Greater Monmouth County, Board Member, Start Date: 10/02/2012, Address: 170 Patterson Avenue, Shrewsbury, NJ 07702, No annual compensation, 5 total business hours per month, 2 during securities trading hours, Investment related, 4. Core One Consulting LLC, Business Planning Services, Start Date: 08/30/2023, Address: 100 Church Street Little Silver NJ 07739, More than 10% annual compensation, 8 total business hours per month, 2 during securities trading hours, Not Investment Related, 5. PWS Group LLC, 25% owner, LLC created to facilitate payroll and health benefits for administrative staff, Start Date: 10/18/2023, Address: 211 Route 34 South Wall NJ 07719, No annual compensation, 2 total business hours per month, 0 during securities trading hours, Not Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-22
S63 Uniform Securities Agent State Law Examination 1992-04-06
  • S65 Uniform Investment Adviser Law Examination
    2023-08-22
  • S63 Uniform Securities Agent State Law Examination
    1992-04-06
Other Names
  • Peter J Mccarthy

View on SEC IAPD

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