Jimmy Leong

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 01/2025
  J.P. Morgan Securities Llc
  East Brunswick, NJ
• 02/2025 → 07/2025
  Equitable Advisors, Llc
  New York, NY
• 07/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 04/2026 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2025-02-21 → 2025-07-30
  Equitable Advisors, Llc
  Freehold, NJ
  New York, NY
• 2012-10-01 → 2025-02-04
  J.P. Morgan Securities Llc
  East Brunswick, NJ
  Monroe, NJ
  Freehold, NJ
  East Brunswick, NJ
  East Brunswick, NJ
• 2002-05-20 → 2012-10-01
  Chase Investment Services Corp.
  River Edge, NJ
  Jamesburg, NJ
  Monroe, NJ
  East Brunswick, NJ
  Freehold, NJ
  Freehold, NJ
  River Edge, NJ
  Colts Neck, NJ
  Manchester, NJ

Other Businesses

1. JIMMY LEONG, 94 Country View Drive, Freehold NJ 07728, United States, 02/08/2018, Owner, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-05-15
• S63 Uniform Securities Agent State Law Examination
  1986-05-12

Designations

• Chartered Financial Consultant

Other Names

• Jim Leong
• James Leong