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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-06-18
  • OH RA
    APPROVED
    Since 2020-06-18

Branch Locations

1302 Cleveland Rd, Sandusky, OH 44870 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H. Beck, Inc. Rockville MD 01/2012 06/2020
Lpl Financial Llc Sandusky OH 06/2020 Present
  • 01/2012 → 06/2020
    H. Beck, Inc.
    Rockville, MD
  • 06/2020 → Present
    Sandusky, OH
Previous Registrations
  • 2012-01-03 → 2020-06-17
    Grove Point Investments, Llc
    Sandusky, OH
    Rockville, MD
  • 1999-10-18 → 2011-12-31
    New Washington, OH
    Sandusky, OH
Other Businesses

1) 1/2012 - DBA for LPL Business (entity for LPL business) - CTM FINANCIAL ADVISORS - Investment Related - Sandusky, OH 44870 2) 12/1980 - Non-Variable Insurance - CRAIG L. SOULE - Investment Related - Sandusky, OH 44870 3) 12/2002 - Real Estate Rental - Investment Related - 1302 Cleveland Road Sandusky, OH 44870

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-02-24
  • S63 Uniform Securities Agent State Law Examination
    1992-02-24
Designations

View on SEC IAPD

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