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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-06
NH RA APPROVED 1997-07-08
  • TX RA
    APPROVED_RES
    Since 2023-12-06
  • NH RA
    APPROVED
    Since 1997-07-08

Branch Locations

50 Nashua Rd Ste 112, Londonderry, NH 03053 • United States

Windham, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bedford NH 03/1986 03/2020
Ameriprise Financial Services, Llc Londonderry NH 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 50 Nashua Road Suite 112, , Londonderry, NH, 3053; Not Investment-Related; 04/01/2021. Business Ownership; TM-MDS LLC; owner; LLC formed to hold the business condo; 50 Nashua Road Suite 112, , Londonderry, NH, 03053; Not Investment-Related; 06/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Londonderry Square Condo Association; member; 50 Nashua RoadLondonderry, NH 03053, ,; ; ; 1 to 9 hours per month; .

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-25
S63 Uniform Securities Agent State Law Examination 1986-04-28
  • S65 Uniform Investment Adviser Law Examination
    1996-11-25
  • S63 Uniform Securities Agent State Law Examination
    1986-04-28
Other Names
  • Terence Gage Mccormick

View on SEC IAPD

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